REGISTRATION OF ASSET MANAGEMENT COMPANY PRINCIPAL

If the Asset Management Company is:

  • An individual person, the individual person must submit Form 665A;
  • A partnership, each general partner must submit Form 665A;
  • A corporation, each officer of the corporation must submit Form 665A; or
  • An unincorporated association, each director or trustee must submit Form 665A.

REGISTRATION FORM

Form 665A